License To Be Obtained To Carry On Securities Business

Application For License To Carry On Dealing In Securities

A License To Carry On Securities Business To Issue

Board To Specify Terms And Conditions

Power To Refuse To Issue A License To Carry On Securities Business

Validity And Renewal Of A License To Carry On Securities Business

Power To Prescribe For Carrying On Securities Business Through A Subsidiary Company

Types Of Securities Business

License Not To Be Issued To Carry On Securities Business Without Specifying Agent

Formal Agent

Rights Of Securities Business Person

Minimum Capital And Financial Source Of Securities Business Person

To Maintain Records Of Securities Business Persons

Records Of Formal Agents

Information To Be Given